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October 5, 2010 — Poor Richard
The Empirical Cycle:
Towards a science of happiness and well-being
Stephen J Gould seems to have spoken for many when he proposed that science and religion, or the domains of “is” and “ought”, are “non-overlapping magisteria,” and opined that “science and religion do not glower at each other…but interdigitate in patterns of complex fingering, and at every fractal scale of self-similarity.”
Whether the “magisteria” overlap or not is the question, not the answer. In my opinion they do overlap in the following way: religion, philosophy and science widely overlap in the domain of 1) asking questions about the world, and 2) interpreting evidence—although each may specialize in the types of questions it chooses to ask and the kinds of evidence it bothers to interpret.
However, they DO NOT overlap or even interdigitate when it comes to 3) the scientific method and the CRAFT of gathering and validating evidence (regardless of whether the questions are about atoms, evolution, or out-of-body experiences) because there is but one valid magisteria of evidence. I am highly skeptical of claims that there are “non-overlapping magisteria,” where it comes to evidence per se. Thousands of years of faith and anecdote supporting the virgin birth, the geocentirc universe, etc. didn’t make those magesteria or those beliefs valid.
Jon Stewart Interviews Sam Harris about The Moral Landscape:
Many ask, “Is there good without God?” It is just as reasonable to ask if there can be anygood with god if gods are a delusion. Are we satisfied with people doing good for the wrong reasons? Its certainly not ideal. Doing anything for a wrong (or unenlightened) reason increases the risk of bad side effects and unintended consequences, including but not limited to the consequence of reinforcing the fallacies behind the original motivation.
The branch of moral philosophy known as consequentialism emphasizes the results or consequences of any action or rule over the importance of intentions or motives. What I like about consequentialism in general is a concern about unintended consequences because, after all, “The road to hell is paved with good intentions.” It also accords with the ancient aphorism that “By their fruits [i.e. results—not words, reputations, intentions, etc.] shall ye know them.” Results alone may not be sufficient to justify actions, but neither are intentions. Of the two, results may well be the more germane; and they are certainly the more easily quantifiable.
Consequentialism refers to those moral theories which hold that the consequences of one’s conduct are the true basis for any judgment about the morality of that conduct. Thus, from a consequentialist standpoint, a morally right act (or ommission) is one that will produce a good outcome, or consequence. This view is often expressed as the aphorism “The ends justify the means”.
Consequentialism is usually understood as distinct from deontology, in that deontology derives the rightness or wrongness of one’s conduct from the character of the behaviour itself rather than the outcomes of the conduct. It is also distinguished from virtue ethics, which focuses on the character of the agent rather than on the nature or consequences of the act (or omission) itself.
Obviously the glaring problem with that definition is “The ends justify the means.” We have a strong, intuitive, negative reaction to that. What our knee-jerk reaction fails to appreciate is that means, regardless of any ends, have empirically deterministic consequences of their own and can be judged accordingly.
The saying “the ends justify the means” is often used to justify means which are actually ends in themselves or which serve ends that are not explicitly stated by those who employ them. Or the stated ends fail to include various “externalities” or side-effects, by-products, or other consequences which were either unintended or unjustified.
I can’t stop the concept of consequentialism from being applied euphemistically and disingenuously to provide cover for special interests and antisocial policies, but that is in direct contradiction to the aim of empirically and transparently accounting for all consequences—including side-effects and so-called externalities.
Consequentialism does not hold that results/ends matter more than methods/means but that consequences matter more than intentions. Methods and means are susceptible to empirical evaluation as to their consequences (both direct and incidental) and fitness for any given purpose, but intentions are not.
As goodgraydrab put it in the original thread, “the point [is] that empirical evidence can significantly alter the notion of support for “justification” and “means,” while at the same time examining the validity and motivation for the “ends,” over unfounded supernatural biblical belief and political greed.”
We often have a hard time really defining and justifying our “ends” in an explicit way. One goal often contradicts another goal, even for a single individual. That is why we usually say the ends don’t justify the means. What this really means is that certain implicit goals, such as civil society (the rule of law), are considered axiomatic and must not be contradicted by the means used to achieve other goals, such as accumulation of personal wealth. The means for achieving one goal may violate or defeat achieving other, perhaps even more important, goals. Means are properly justified (or judged) by all their consequences, intended or unintended; or to put it another way, by their effectiveness and by all their side effects. In consequentialism, no “externalities” can be sanctioned. To recognize one set of consequences and ignore others would be outright hypocrisy or subterfuge, not consequentialism.
The harder philosophical issue may be judging the merit of the targeted “ends” or goals.
Goals can be classed as individual or collective. There is a natural tension between these two categories that can be difficult to resolve even by concepts of enlightened self interest and maximum utility. Human beings would not be well served by the deterministic rules of ant society. A model of maximum utility that includes human beings requires a certain amount of capability, freedom, and dignity, as well as some amount of inequality or disequilibrium. But when, where, why, and how much?
Both the so called “utility function” and utilitarianism have their critics and their historical baggage. In philosophy, economics, and social science they have been formulated in overly vague, reductive, or simplistic ways often rife with primitive, pre-scientific assumptions and externalities. That doesn’t matter to me because I assume a priori that any philosophical school has historical baggage and needs to be reformulated to conform with a modern empirical framework. Henceforth I will refer to that scientific framework as General Utility 2.0. I call it “general” utility to distinguish it from prior species of utility theory which I characterize as narrow or “special” versions of utility.
In theory, the General Utility 2.0 framework is a multi-dimensional matrix of all variables that impact the well-being and flourishing of human life and everything on which it depends, including the entire biosphere.
Sam Harris is a neuroscientist, but I don’t think he is saying that well-being is only a matter of mental states. Things like organic health, economic well-being, and ecological fitness are important, too. That’s why I’d love to read Harris’ take on physical quality-of-life-metrics and the so called “capability approach” of Sen and Nussbaum. It seems like all that would dovetail nicely.
I also hope that an empirical approach to ethics can breathe new life and scope into consequentialism and the utility function. In my opinion, “what is” and “what ought” are on a collision course, and Sam Harris may be one of the great early pioneers of that convergence.
Objections to utility
I already discussed the objection to “ends justifying means” but here is a particular example I recently came across:
“Utilitarianism cannot protect the rights of minorities if the goal is the greatest good for the greatest number. Americans in the eighteenth century could justify slavery on the basis that it provided a good consequence for a majority of Americans. Certainly the majority benefited from cheap slave labor even though the lives of African slaves were much worse.”
Many objections to utility have to do with the difficulties in weighting, aggregating, and computing individual vs collective well-being. Some methods can produce “repugnant” results for individuals and minorities, and even for the whole population in some instances. These are mostly methodological issues.
The biosphere and well-being of future generations must also be taken into account in Utility 2.0, and the means for achieving maximum utility must conform with certain axiomatic constraints such as justice and allowance for prior conditions. For example, if maximum utility prescribes a population smaller than presently exists, the population goal must be achieved via natural attrition rather than mass extermination.
Further, the goal of Utility 2.0 is not to force people autocratically into conformity with some computed state of maximum utility. The idea is make information about the consequences of possible choices available in the expectation that such information will affect the choosers. The Utility 2.0 model would allow the results of changes to any variable to be distributed across all knowledge domains and the consequences estimated.
As goodgraydrab put it so well in the original thread, “the point [is] that empirical evidence can significantly alter the notion of support for “justification” and “means,” while at the same time examining the validity and motivation for the “ends,” over unfounded supernatural biblical belief and political greed.”
Since in the end people still have to decide how to weight variables and how apply Utility 2.0 information, the results of maximizing utility should not violently contradict generic, intuitive attitudes towards well-being. The hope is more that such empirical knowledge would SHAPE such attitudes for the better.
The following is little more than a brainstorming effort, but I think its helpful to have some concrete iteration of an idea to work from.
Utility 2.0 Framework
A CRUDE TAXONOMY OF UTILITY (WELL-BEING/FLOURISHING/QUALITY-OF-LIFE)
- sexual orientation
- physical metrics and descriptors
- contact info
- biographical info
II. Happiness (mental/emotional state)
Note: possibility of real-time monitoring of some factors
- vital signs
- galvanic skin resistance
- pupil dialation
- brain scan(qEEG, fMRI)
- hormone levels
- presence/absence of stress or other happiness inhibitors
- subjective reports
III. Health & longevity (many dimensions)
IV. Safety/security (ditto)
V. Freedom/constraint/capability (ditto)
A. Education (Body of Knowledge)
- Formal education
- Self-directed education
- Educational goals
- Quality assurance, confidence
- implicit associations and biases
- conscious values/beliefs
- strengths and weaknesses
- effective/ineffective reinforcement history
C. Knowledge of consequences of alternative choices, thoughts, or behaviors
1. short-term consequences 2. long-term consequences
D. Beliefs and opinions
E. Cognitive and communication skills
VII. Social matrix
- cognitive deficits
- Status (gender, age, wealth, power, rank, position, fame, celebrity, etc.)
- Employment (job code, job satisfaction, working conditions, culture, co-worker relations, etc.)
- Memberships and affiliations
- On-line social networks
- Other support networks
VIII. Skills & abilities (academic, technical, mechanical, professional, athletic, parenting, housekeeping, etc.)
IX. Standard of living factors
- market basket
- assets & liabilities
- disposable income
X. Other quality of life factors
- creative activities
- exposure to nature
XI. Contribution to flourishing of others (including ecosystem impacts)
It is important to note that various instruments already exist to measure nearly all the parameters in the above table and thus create well-being “profiles” of individuals and groups.
The next level of developing the Utility 2.0 model would be to correlate every species of data in the profile so that a change in one variable would be reflected in any others where a relationship was known. So the Utility 2.0 framework is a model of both data and relational algorithms.
The General Utility 2.0 framework might be thought of as analogous to the control board in a recording studio. All the individual parameters of the sounds on multiple "tracks" can be adjusted and combined in an infinite number of ways but somehow one particular set of levels gets chosen as the most pleasing combination. The old-school theories of philosophy, economics, politics, and social welfare might be analogous to the generic rock/pop/jazz settings on a cheap acoustic equalizer. General Utility 2.0 encourages a much more granular, eclectic, and empirical approach to altering parameters and measuring results, either as simulations or as interventions in the real world.
What is the goal?
Everyone has multiple goals with some degree of overlap and conflict. The best way I know to express the overall goal of General Utility 2.0 is this: to enhance the process of evolution. What I mean by evolution is the on-going emergence of new and increased capacities and capabilities in the biosphere and its parts, including but not limited to ourselves.
What happens if we maximize the biomass of human neurons on the planet and minimize the mass of human fat cells? This is a far-fetched question even in the context of General Utility 2.0. But the current impossibility of simulating such scenarios is not a bad reason for investing in GU2.
Utility is actually implicit in everything we do. The goal of GU2 is to make it explicit. This will seem like a bad idea to some. Many may feel, not without some justification, that such knowledge is dangerous. The funny thing about knowledge, though, is that a little bit is more dangerous than a lot.
The brain is a powerful utility-computing device, but it is an analog device with many eccentric, ad hoc methods for doing its job. An increasing number of brains are becoming aware of this limitation and they are developing science and technology to enhance the power and quality of utility computation. These rational cognitive prosthetics, enhancements, and quality controls are vital because the biological brain is not able to evolve rapidly enough to deal with changing environmental conditions.
Some rational utility computations will no doubt conflict with eccentric brain-based computations. Many of our human eccentricities may be relatively harmless. Some may be essential to who we are. Certainly some are beautiful to us and are deeply cherished. Unfortunately, some are also responsible for a great deal of human suffering and environmental damage. Sorting it all out will not be easy or painless but that is the goal of General Utility 2.0.
I would also say that a goal of GU2 is for humanity to achieve moral maturity--i.e, to put away childish, ego-centric notions of morality and to grow up.
Related Articles and Resources
THE NEW SCIENCE OF MORALITY [7.23.10]
An Edge Conference
2010/07/28) Can science answer moral questions? (openparachute.wordpress.com, 2010/03/25)
Sam Harris at TED Conference
Is and ought (openparachute.wordpress.com, 2010/07/28)
Arrested moral development. (openparachute.wordpress.com, 2010/10/04)
Human Development Index
Perhaps the most commonly used international measure of development is the Human Development Index (HDI), which combines measures of life expectancy, education, and standard of living, in an attempt to quantify the options available to individuals within a given society. The HDI is used by the United Nations Development Programme in their Human Development Report.
Quality of Life (Wikipedia)
The term quality of life is used to evaluate the general well-being of individuals and societies. The term is used in a wide range of contexts, including the fields of international development, healthcare, and politics. Quality of life should not be confused with the concept of standard of living, which is based primarily on income. Instead, standard indicators of the quality of life include not only wealth and employment, but also the built environment, physical and mental health, education, recreation and leisure time, and social belonging.
Unlike per capita GDP or standard of living, both of which can be measured in financial terms, it is harder to make objective or long-term measurements of the quality of life experienced by nations or other groups of people. Researchers have begun in recent times to distinguish two aspects of personal well-being: Emotional well-being, in which respondents are asked about the quality of their everyday emotional experiences—the frequency and intensity of their experiences of, for example, joy, stress, sadness, anger, and affection— and life evaluation, in which respondents are asked to think about their life in general and evaluate it against a scale. Such and other systems and scales of measurement have been in use for some time.
The Physical Quality of Life Index (PQLI) is a measure developed by sociologist Morris David Morris in the 1970s, based on basic literacy, infant mortality, and life expectancy. Although not as complex as other measures, and now essentially replaced by the Human Development Index, the PQLI is notable for Morris’s attempt to show a “less fatalistic pessimistic picture” by focussing on three areas where global quality of life was generally improving at the time, and ignoring Gross National Product and other possible indicators that were not improving.
The Happy Planet Index, introduced in 2006, is unique among quality of life measures in that, in addition to standard determinants of well-being, it uses each country’s ecological footprint as an indicator. As a result, European and North American nations do not dominate this measure. The 2009 list is instead topped by Costa Rica, the Dominican Republic, and Jamaica.
A 2010 study by two Princeton University professors looked at 1,000 randomly selected U.S. residents over an extended period. It concludes that their life evaluations, that is their considered evaluations of their life against a stated scale of one to ten, rise steadily with income. On the other hand, their reported quality of emotional daily experience (their reports of experiences of joy, affection, stress, sadness, or anger) levels off after a certain income level. The quality of their everyday experiences did not improve beyond approximately $75,000 a year. Below this income, respondents reported decreasing happiness and increasing sadness and stress; the pain of life’s misfortunes, including disease, divorce, and being alone, is exacerbated by poverty. Further income above $75,000, on the other hand, does not lead to more experiences of happiness nor to further relief of unhappiness or stress.
The Well-being & Progress Index (WIP) introduced by Luca D’Acci (2010), includes several aspects of well-being and progress, like human rights, economic well-being, equality, education, research, quality of urban environment, ecological behaviours, subjective well-being, longevity, and violent crime. (Social Indicators Research, oct.2010, Springer)
The term quality of life is also used by politicians and economists to measure the liveability of a given city or nation. Two widely known measures of liveability are the Economist Intelligence Unit’s quality-of-life index and Mercer’s Quality of Living Reports. These two measures calculate the liveability of countries and cities around the world, respectively, through a combination of subjective life-satisfaction surveys and objective determinants of quality of life such as divorce rates, safety, and infrastructure. Such measures relate more broadly to the population of a city, state, or country, not to the individual level.
Within the field of healthcare, quality of life is often regarded in terms of how it is negatively affected, on an individual level, a debilitating illness that is not life-threatening, life-threatening illness that is not terminal, terminal illness, the predictable, natural decline in the health of an elder, an unforeseen mental/physical decline of a loved one, chronic, end-stage disease processes. Researchers at the University of Toronto’s Quality of Life Research Unit define quality of life as “The degree to which a person enjoys the important possibilities of his or her life” (UofT). Their Quality of Life Model is based on the categories “being”, “belonging”, and “becoming”, respectively who one is, how one is connected to one’s environment, and whether one achieves one’s personal goals, hopes, and aspirations.
- Bhutan – a country that uses “Gross National Happiness” as a primary measure of success
- Genuine Progress Indicator – A proposed alternative to GDP
- Quality of working life – a core subcategorisation affecting Quality of life, drawing upon research which identifies some of the key factors that contribute to an individual’s overall experience.
- Nonlinear quality of life index – an attempt to produce “expert-free” quality of life index
- ^ a b Gregory, Derek; Johnston, Ron; Pratt, Geraldine et al., eds (June 2009). “Quality of Life”. Dictionary of Human Geography (5th ed.). Oxford: Wiley-Blackwell. ISBN 978-1-4051-3287-9.
- ^ Costanza, R. et. al. (2008) “An Integrative Approach to Quality of Life Measurement, Research, and Policy”. S.A.P.I.EN.S. 1 (1)
- ^ Happiness: Lessons from a New Science. London: Penguin. 6 April 2006. ISBN 978-0141016900.
- ^ “The World Bank”. The World Bank. 2009. http://www.worldbank.org/. Retrieved October 20, 2009.
- ^ “Poverty – Overview”. The World Bank. 2009. http://go.worldbank.org/RQBDCTUXW0. Retrieved October 20, 2009.
- ^ . doi:10.1073/pnas.1011492107.
- ^ Morris, Morris David (January 1980), “The Physical Quality of Life Index (PQLI)”, Development Digest 1: 95–109
- ^ “The Happy Planet Index 2.0″. New Economics Foundation. 2009. http://www.happyplanetindex.org/. Retrieved October 14, 2009.
- ^ “Higher income improves life rating but not emotional well-being”. PhysOrg.com. 7 September 2010. http://www.physorg.com/news203060471.html. Retrieved 20 September 2010.
- ^ Fitts, Catherine Austin. “Understanding the Popsicle Index”. SolariF. http://solari.com/about/popsicle_index.html. Retrieved 2009-06-10.
- ^ “To lick crime, pass the Popsicle test”. The Virginian-Pilot. July 9, 2005. http://www.highbeam.com/doc/1G1-133984989.html. Retrieved 2009-06-10.
- ^ Darling, John (January 2006). “Money in a Popsicle-Friendly World”. Sentient Times. http://www.sentienttimes.com/06/dec_jan_06/popsicle.html. Retrieved 2009-06-10.
- ^ “Quality of Life: How Good is Life for You?”. University of Toronto Quality of Life Research Unit. http://www.utoronto.ca/qol/. Retrieved October 14, 2009.
- ^ http://www.qualityoflifecare.com/?page_id=50
- ^ D’Acci Luca, Measuring Well-Being and Progress Social Indicators Research , oct 2010, Springer.
- The Role of Well-being in a Great Transition, in GTI Paper Series, provides an overview of theories of Well-being and examines how a focus on quality of life could change the trajectory of global development
- The First European Quality of Life Survey 2003 
- Quality of Life in a Changing Europe, A research project on the quality of lives and work of European citizens
- Ensuring quality of life in Europe’s cities and towns , European Environment Agency
- The World’s Happiest Countries, Forbes report on 2010 Gallup Poll
- AQoL Instruments, Quality of Life Assessment Instruments – Centre for Health Economics, Monash University Australia
- Social Indicators Research, an international and interdisciplinary journal for quality-of-life measurement
- Applied Research in Quality of Life, the official journal of the International Society for Quality-of-Life Studies
- Child Indicators Research, the official journal of the International Society for Child Indicators
- Journal of Happiness Studies, an interdisciplinary forum on subjective well-being
- Journal of Business Ethics
- Quality of Life Research, an international journal of quality of life aspects of treatment, care, and rehabilitation – official journal of the International Society of Quality of Life Research
- Online Quality of Life Scale – psychological online scale measuring quality of life and well being.
- After 2015: ’3D Human Wellbeing’, policy briefing on the value of refocusing development on 3D human wellbeing for pro-poor policy change, from the Institute of Development Studies, UK.
- Mercer Quality of Living survey
The Capability Approach
The capability approach (aka capabilities approach) began life in the 1980s as an approach to welfare economics. In this approach, Amartya Sen brought together a range of ideas that were hitherto excluded from (or inadequately formulated in) traditional approaches to the economics of welfare.
Initially Sen argued for:
- the importance of real freedoms in the assessment of a person’s advantage,
- individual differences in the ability to transform resources into valuable activities,
- the centrality of the distribution of welfare within society,
- the multi-variate nature of activities that give rise to happiness,
- against excessive materialism in the evaluation of human welfare.
Subsequently, and in collaboration particularly with political philosopher Martha Nussbaum, development economist Sudhir Anand and economic theorist James Foster, Sen has helped to make the capabilities approach predominant as a paradigm for policy debate in human development where it inspired the creation of the UN’s Human Development Index (HDI). The HDI is a popular measure for capturing the multidimensionality of human development, as it also accounts for health and education. Furthermore, since the creation of the Human Development and Capability Association in the early 2000s, the approach has been much discussed by political theorists, philosophers and a range of social sciences, including those with a particular interest in human health.
The approach emphasizes functional capabilities (“substantive freedoms”, such as the ability to live to old age, engage in economic transactions, or participate in political activities); these are construed in terms of the substantive freedoms people have reason to value, instead of utility (happiness, desire-fulfilment or choice) or access to resources (income, commodities, assets). Poverty is understood as capability-deprivation. It is noteworthy that the emphasis is not only on how human beings actually function but on their having the capability, which is a practical choice, to function in important ways if they so wish. Someone could be deprived of such capabilities in many ways, e.g. by ignorance, government oppression, lack of financial resources, or false consciousness.
This approach to human well-being emphasises the importance of freedom of choice, individual heterogeneity and the multi-dimensional nature of welfare. In significant respects, the approach is consistent with the handling of choice within conventional microeconomics consumer theory although its conceptual foundations enable it to acknowledge the existence of claims, like rights, which normatively dominate utility based claims (see Sen (1979)).
What capabilities matter?
Nussbaum (2000) frames these basic principles in terms of ten capabilities, i.e. real opportunities based on personal and social circumstance. This approach contrasts with a common view that sees development purely in terms of GNP growth, and poverty purely as income-deprivation. It has been highly influential in development policy where it has shaped the evolution of the human development index HDI has been much discussed in philosophy and is increasingly influential in a range of social sciences.
The ten capabilities Nussbaum argues should be supported by all democracies are:
- Life. Being able to live to the end of a human life of normal length; not dying prematurely, or before one’s life is so reduced as to be not worth living.
- Bodily Health. Being able to have good health, including reproductive health; to be adequately nourished; to have adequate shelter.
- Bodily Integrity. Being able to move freely from place to place; to be secure against violent assault, including sexual assault and domestic violence; having opportunities for sexual satisfaction and for choice in matters of reproduction.
- Senses, Imagination, and Thought. Being able to use the senses, to imagine, think, and reason—and to do these things in a “truly human” way, a way informed and cultivated by an adequate education, including, but by no means limited to, literacy and basic mathematical and scientific training. Being able to use imagination and thought in connection with experiencing and producing works and events of one’s own choice, religious, literary, musical, and so forth. Being able to use one’s mind in ways protected by guarantees of freedom of expression with respect to both political and artistic speech, and freedom of religious exercise. Being able to have pleasurable experiences and to avoid non-beneficial pain.
- Emotions. Being able to have attachments to things and people outside ourselves; to love those who love and care for us, to grieve at their absence; in general, to love, to grieve, to experience longing, gratitude, and justified anger. Not having one’s emotional development blighted by fear and anxiety. (Supporting this capability means supporting forms of human association that can be shown to be crucial in their development.)
- Practical Reason. Being able to form a conception of the good and to engage in critical reflection about the planning of one’s life. (This entails protection for the liberty of conscience and religious observance.)
- Being able to live with and toward others, to recognize and show concern for other humans, to engage in various forms of social interaction; to be able to imagine the situation of another. (Protecting this capability means protecting institutions that constitute and nourish such forms of affiliation, and also protecting the freedom of assembly and political speech.)
- Having the social bases of self-respect and non-humiliation; being able to be treated as a dignified being whose worth is equal to that of others. This entails provisions of non-discrimination on the basis of race, sex, sexual orientation, ethnicity, caste, religion, national origin and species.
- Other Species. Being able to live with concern for and in relation to animals, plants, and the world of nature.
- Play. Being able to laugh, to play, to enjoy recreational activities.
- Control over one’s Environment.
- Political. Being able to participate effectively in political choices that govern one’s life; having the right of political participation, protections of free speech and association.
- Material. Being able to hold property (both land and movable goods), and having property rights on an equal basis with others; having the right to seek employment on an equal basis with others; having the freedom from unwarranted search and seizure. In work, being able to work as a human, exercising practical reason and entering into meaningful relationships of mutual recognition with other workers.
The approach was first fully articulated in Sen (1985) and discussed in Sen and Nussbaum (1993). Applications to development are discussed in Sen (1999), Nussbaum (2000), and Clark (2002, 2005) and are now numerous to the point where the capabilities approach is widely accepted as a paradigm in development.
Can capabilities be measured?
Applications to welfare economics and health in high income countries are now also beginning to emerge, Anand, Hunter and Smith (2005). A key dilemma for the capabilities approach has been how to measure what people could do, as opposed to what they actually do, and this has been the subject of a large international research project. Bringing together researchers from economics, philosophy and psychology, their work demonstrates that capability indicators can be found in standard data-sets and more significantly that it is possible to develop new survey instruments which operationalise Nussbaum’s list above. The project solves an important problem for the approach and will be of use to any researchers interested in measuring multi-dimensional aspects of poverty or quality of life. The main capabilities measurement instrument has over 60 indicators, is being used by a number of research groups and is discussed further in Anand et al. (2009) and Anand, Santos and Smith (2009).
- Alkire, S. (2002). Valuing Freedoms: Sen’s Capability Approach and Poverty Reduction. (Oxford: Oxford University Press).
- Anand P, Hunter G and Smith R, (2005). Capabilities and Wellbeing: Evidence Based on the Sen-Nussbaum Approach to Welfare, Social Indicators Research, 74, 9-55.
- Anand P, Hunter G, Carter I, Dowding K, van Hees M, (2009). The Development of Capability Indicators, Journal of Human Development and Capabilities, 10, 125-52.
- Anand P, Santos C and Smith R, (2009). The Measurement of Capabilities in Arguments for a Better World: Essays in Honor of Amartya Sen, Basu K and Kanbur R (eds) (Oxford, Oxford University Press).
- Clark, David A. (2002) Visions of Development: A Study of Human Values (Edward Elgar, Cheltenham).
- Clark, David A. (2005) ‘Capability Approach’ in D. A. Clark (ed.) (forthcoming 2006) The Elgar Companion to Development Studies (Edward Elgar, Cheltenham). Draft available online at http://www.gprg.org/pubs/workingpapers/pdfs/gprg-wps-032.pdf
- Kuklys, Wiebke (2005) Amartya Sen’s Capability Approach: Theoretical Insights and Empirical Applications (Springer, Berlin).
- Otto, H-U & Schneider, K.(2009) From Employability Towards Capability: Luxembourg
- Nussbaum, Martha C. (2000) Women and Human Development: The Capabilities Approach (Cambridge University Press, Cambridge).
- Nussbaum, Martha C. and Amartya Sen, eds. (1993). “The Quality of Life” Oxford: Clarendon Press. "The+quality+of+life"+Oxford:+Clarendon+Press++&pg=RA1-PA322&ots=mLErtNowVf&sig=dobxut-rdiyB8Wh4VHjPljMeU0k&prev=http://www.google.com/search?hl=en&q=+Martha+Nussbaum+and+Amartya+Sen%2C+eds.+%22The+quality+of+life%22+Oxford%3A+Clarendon+Press++&btnG=Search&sa=X&oi=print&ct=result&cd=1 (Google book preview)
- Sen, Amartya K. (1979) ‘Utilitarianism and Welfarism’, The Journal of Philosophy, LXXVI (1979), 463-489.
- _____(1985). Commodities and Capabilities. Oxford: Oxford University Press. (OUP description)
- _____ (1999). Development As Freedom. New York: Knopf. "Sen"+"Development+as+Freedom."+#PPP1,M1 (Google book preview)
- Human Development and Capability Association
- Journal of Human Development
- The Measurement of Human Capabilities
- Oxford Poverty & Human Development Initiative (OPHI)
- “Justice Across Boundaries” Radio interview with Martha Nussbaum on Philosophy Talk
Martha Nussbaum, The Capability approach
During the 1980s Nussbaum began a collaboration with economist Amartya Sen on issues of development and ethics which culminated in The Quality of Life, published in 1993 by Oxford University Press. Together with Sen and a group of younger scholars, Nussbaum founded the Human Development and Capability Association in 2003. With Sen, she promoted the “capabilities approach” to development, which views capabilities (“substantial freedoms”, such as the ability to live to old age, engage in economic transactions, or participate in political activities) as the constitutive parts of development, and poverty as capability-deprivation. This contrasts with traditional utilitarian views that see development purely in terms of economic growth, and poverty purely as income-deprivation. It is also universalist, and therefore contrasts with relativist approaches to development. Much of the work is presented from an Aristotelian perspective.
Nussbaum furthered the capabilities approach in Frontiers of Justice (2006), to expand upon social contractarian explanations of justice, as developed most extensively by John Rawls‘ in his Theory of Justice, Political Liberalism, The Law of Peoples, and related works. Nussbaum argues that standard social contractarianism, while far better than utilitarianism in providing a satisfactory framework for justice, relies on the belief and assumption that cooperation is pursued for the purpose of securing mutual advantage. Views deriving from the classical tradition of the social contract, she argues, have great difficulty dealing with issues of basic justice and substantial freedom in situations where there are great asymmetries of power between the parties. As such, Nussbaum argues that the procedural justice-based approach of contractarianism therefore fails to address areas in which symmetrical advantage does not exist, namely, in the context of justice for the disabled, transnational justice, and justice for non-human animals (“the three frontiers”).
Noting that Rawls himself acknowledged the failure of his theory of justice to comprehensively address these three frontiers, Nussbaum claims that Rawls’s attempt to expand his theory to address one of these areas — transnational justice — is “ultimately unsatisfying” because he fails to follow through with the essential elements developed in A Theory of Justice, namely, by relaxing some of the key assumptions about the parties to the original contract. Nussbaum argues that the contractarian approach cannot explain justice in the absence of free, equal and independent parties in an original position in which “all have something with which to bargain and none have too much” (with reference to Rousseau and Hume), concluding that the procedural perspective alone cannot provide an adequate theory of justice.
To address this perceived problem, Nussbaum introduces the capabilities approach, an outcome-oriented view that seeks to determine what basic principles, and adequate measure thereof, would fulfill a life of human dignity. She frames these basic principles in terms of ten capabilities, i.e. real opportunities based on personal and social circumstance. Nussbaum posits that justice demands the pursuit, for all citizens, of a minimum threshold of these ten capabilities. She recently developed the idea of the threshold, with reference to constitutional law, in her Foreword to the 2007 Supreme Court issue of the Harvard Law Review, “Constitutions and Capabilities: ‘Perception’ Against Lofty Formalism,” which will ultimately appear in revised form as a book from Harvard University Press. Her book, Liberty of Conscience: In Defense of America’s Tradition of Religious Equality (Basic Books 2008) explores the constitutional requirements of justice in the area of religious liberty. Nussbaum’s major current work-in-progress, projected in the final chapter of Frontiers of Justice, is a book on the moral psychology of the capabilities approach, which will bring together her work on the emotions with the analysis of social justice. This book is under contract to Cambridge University Press. The book entitled The Cosmopolitan Tradition is no longer under contract to Yale University Press
- Madoka Saito
Article first published online: 6 MAY 2003
Journal of Philosophy of Education
Volume 37, Issue 1, pages 17–33, February 2003
Saito, M. (2003), Amartya Sen’s Capability Approach to Education: A Critical Exploration. Journal of Philosophy of Education, 37: 17–33. doi: 10.1111/1467-9752.3701002
This article examines the underexplored relationship between Amartya Sen’s ‘capability approach’ to human well-being and education. Two roles which education might play in relation to the development of capacities are given particular attention: (i) the enhancement of capacities and opportunities and (ii) the development of judgement in relation to the appropriate exercise of capacities.
A Sen – Development: Challenges for development, 2000 – books.google.com
… issues as objectivity) to the motivational, and it is not obvious that for substantive political and
social philosophy it is … of weights (as I have tried to discuss in the context of the use of the capability
approach52), even the general rationale for using such an approach may be …
The Felicific Calculus
The felicific calculus is an algorithm formulated by utilitarian philosopher Jeremy Bentham for calculating the degree or amount of pleasure that a specific action is likely to cause. Bentham, an ethical hedonist, believed the moral rightness or wrongness of an action to be a function of the amount of pleasure or pain that it produced. The felicific calculus could, in principle at least, determine the moral status of any considered act. The algorithm is also known as the utility calculus, the hedonistic calculus and the hedonic calculus.
- Intensity: How strong is the pleasure?
- Duration: How long will the pleasure last?
- Certainty or uncertainty: How likely or unlikely is it that the pleasure will occur?
- Propinquity or remoteness: How soon will the pleasure occur?
- Fecundity: The probability that the action will be followed by sensations of the same kind.
- Purity: The probability that it will not be followed by sensations of the opposite kind.
- Extent: How many people will be affected?
* Begin with any one person of those whose interests seem most immediately to be affected by it: and take an account,
o Of the value of each distinguishable pleasure which appears to be produced by it in the first instance.
o Of the value of each pain which appears to be produced by it in the first instance.
o Of the value of each pleasure which appears to be produced by it after the first. This constitutes the fecundity of the first pleasure and the impurity of the first pain.
o Of the value of each pain which appears to be produced by it after the first. This constitutes the fecundity of the first pain, and the impurity of the first pleasure.
* Sum up all the values of all the pleasures on the one side, and those of all the pains on the other. The balance, if it be on the side of pleasure, will give the good tendency of the act upon the whole, with respect to the interests of that individual person; if on the side of pain, the bad tendency of it upon the whole.
* Take an account of the number of persons whose interests appear to be concerned; and repeat the above process with respect to each. Sum up the numbers expressive of the degrees of good tendency, which the act has, with respect to each individual, in regard to whom the tendency of it is good upon the whole. Do this again with respect to each individual, in regard to whom the tendency of it is bad upon the whole. Take the balance which if on the side of pleasure, will give the general good tendency of the act, with respect to the total number or community of individuals concerned; if on the side of pain, the general evil tendency, with respect to the same community
The Ethical Calculus
The term ethical calculus, when used generally, refers to any method of determining a course of action in a circumstance that is not explicitly evaluated in one’s ethical code.
A formal philosophy of ethical calculus is a recent development in the study of ethics, combining elements of natural selection, self-organizing systems, emergence, and algorithm theory. Ethical calculus is based on the premise that moral and ethical codes are emergent algorithms, epiphenomena of large groups of sentient beings, and that a given moral code or ethical code behaves in organic ways, seeking to prolong itself.
According to ethical calculus, the most ethical course of action in a situation is an absolute, but rather than being based on a static ethical code, the ethical code itself is a function of circumstances. The ideal Ethic is the course of action taken in a given situation by an omnipotent, omniscient being. The optimal ethic is the best possible course of action taken by an individual with the given limitations. The standard of judgment is the continuation of situations in which ethics are relevant.
While ethical calculus is, in some ways, similar to moral relativism, the former finds its grounds in the circumstance while the latter depends on social and cultural context for moral judgment.
Ethical calculus would most accurately be regarded as a form of dynamic moral absolutism.
The science of morality describes an emerging debate in the media and in academia about whether morality can be, not just described, but prescribed scientifically. This debate includes discussion of the possible scientific methodologies behind such normative claims. Proponents include thinkers such as Sam Harris who argued in a TED.com lecture that “morality should be considered an undeveloped branch of science” discerning what humans ought to do by looking at what is.  Critics, such as Sean M. Carroll, argue that morality cannot be part of science.
The term ‘Science of Morality’ is also sometimes used to describe the emergence of moral systems in different species. For a description of how moral intuitions have evolved in humans and other animals, see Moral psychology and the Evolution of morality.
A fact-value distinction has been traditionally used to argue that the scientific method cannot address “moral” questions beyond describing the norms of different civilizations. In contrast, some philosophers and scientists like John Dewey(and supporters of either Ethical naturalism, Positivism or a sort of scientism) have argued that the line between values and scientific facts is arbitrary and illusory; they suggest that the subject of morality can be re-conceptualized as a “budding science”  spanning various fields to provide instructions for organizing society. In time, an emerging discipline of the science of morality could expand the demarcation of science along the same lines as the psychology of happiness.
The science of morality is most readily justified according to the philosophy: Ethical naturalism. Many arguments for or against the science of morality are leveled towards that philosophical view. The science of morality also bears some resemblances to systems like Utilitarianism (more modern versions of which are advocated by philosophers like Peter Singer). Positivism and Pragmatism are also philosophies related to the science. Sam Harris proposed that one is essentially asking a complex empirical and somewhat utilitarian questions when they ask “what is good?”. Harris suggests that this question might translate to something like “what are probably the best (and worst) ways for a group of individuals to meet each of their various basic needs, and preferably their wants as well, given the society’s present composition and situation. “Harris adds, however, that the science of morality should not be limited by any particular philosophical moral system. He explains that the goals of this science mean carefully considering everything from emotions and thoughts to the actual actions and their consequences for all involved.
Operationally defining terms is an important part of science, as demonstrated by the attempts of Positive psychology to address topics about which many are opinionated. In such areas of science that overlap with philosophy or religion, arguments over the supposed essence of a word sometimes stand in the way of progress. In this case, it bears reminding that objective concepts may certainly still possess subjective aspects to them. For instance, depression has been operationally defined and objectively studied, and yet it is also subjective (when depression is experienced by an individual).Harris admits that there may be disagreement over the exact definitions of happiness and suffering, but says that these disagreements should not be taken too seriously. Harris mentions that even a lack of firm agreement in the scientific community over terms like “life” or “health” has not prevented progress that is generally related to those ideas. In practice this is thanks to the fact that researchers can establish and agree on other clear ‘working definitions’.
Harris explains that we must admit that the question of what normally leads to human flourishing has objective, scientific answers. That is, certain beliefs, actions or legal systems may be proven to lead reliably to either human happiness or suffering. Evolutionary biologist David Sloan Wilson adds that, while some situations would still be very challenging to a science of morality, there are still many “moral no brainers”.
Likewise, the science of morality should identify basic components required for human flourishing, drawing heavily on findings from positive psychology. For example, Abraham Maslow suggested a hierarchy of needs: basic physical survival, then social and self esteem needs, and lastly philosophical and self-actualization. Similarly, positive psychology’s Martin E. P. Seligman and Christopher Peterson wrote the Character Strengths and Virtues book, which discusses their early research into human values by which to live.
Sam Harris does not believe humans will create a machine that can answer all moral questions, or even that we will arrive at a simple set of rules that encompasses all situations. Instead, Harris explains that we can identify increasingly accurate “rules of thumb” about morality, for example, The Golden Rule, or the importance of certain rights like free speech to the pursuit of human flourishing.
Harris explains that there may exist moral gray areas that are difficult to study, but that this in no way refutes the existence of an objective truth.
Science has already begun connecting concepts like sadness with physical structure in the brain
Nobel prize winner Eric Kandel and researcher Cynthia Fu describe their findings that depression can be diagnosed very accurately just by looking at fMRI brain scans. This is because researchers have made strides identifying neural correlates for, among other things, emotions. A doctor’s second opinion would still be used, they explain. But the two researchers suggest that mental illnesses may someday be diagnosable by looking at such brain scans alone.
- Ethical sentences express propositions.
- Some such propositions are true.
- Those propositions are made true by objective features of the world, independent of human opinion.
- These moral features of the world can be reduced to some set of non-moral features.
This makes ethical naturalism a definist form of moral realism …
Ethical naturalism does, however, reject the fact-value distinction: it suggests that inquiry into the natural world can increase our moral knowledge in just the same way it increases our scientific knowledge.
Ethical naturalism encompasses any reduction of ethical properties, such as ‘goodness’, to non-ethical properties; there are many different examples of such reductions, and thus many different varieties of ethical naturalism
Harris suggests that values amount to empirical statements about “the flourishing of conscious creatures in a society”. He argues that there are objective answers to moral questions, even if some are difficult or impossible to possess in practice. In this way, he says, science can tell us what to value. Harris adds that we do not demand absolute certainty from predictions in physics so we should not demand that of a science studying morality.
Garner and Rosen say that a common definition of “natural property” is one “which can be discovered by sense observation or experience, experiment, or through any of the available means of science.” They also say that a good definition of “natural property” is problematic but that “it is only in criticism of naturalism, or in an attempt to distinguish between naturalistic and nonnaturalistic definist theories, that such a concept is needed.” R. M. Hare also criticised ethical naturalism because of its fallacious definition of the terms ‘good’ or ‘right’ explaining how value-terms being part of our prescriptive moral language are not reducible to descriptive terms: “Value-terms have a special function in language, that of commending; and so they plainly cannot be defined in terms of other words which themselves do not perform this function”
Moral nihilists maintain that any talk of an objective morality is incoherent and better off using other terms. Proponents of Moral Science like Ronald A. Lindsay have counter-argued that their way of understanding “morality” as a practical enterprise is the way we ought to have understood it in the first place. He holds the position that the alternative seems to be the elaborate philosophical reduction of the word “moral” into a vacuous, useless term. Lindsay adds that it is important to reclaim the specific word “Morality” because of the connotations it holds with many individuals.
Average v total
Total utilitarianism advocates measuring the utility of a population based on the total utility of its members. According to Derek Parfit, this type of utilitarianism falls victim to the Repugnant Conclusion, whereby large numbers of people with very low but non-negative utility values can be seen as a better goal than a population of a less extreme size living in comfort. In other words, according to the theory, it is a moral good to breed more people on the world for as long as total happiness rises.
Average utilitarianism, on the other hand, advocates measuring the utility of a population based on the average utility of that population. It avoids Parfit’s repugnant conclusion, but causes other problems like the Mere Addition Paradox. For example, bringing a moderately happy person in a very happy world would be seen as an immoral act; aside from this, the theory implies that it would be a moral good to eliminate all people whose happiness is below average, as this would raise the average happiness
Daniel Dennett uses the case of the Three Mile Island accident as an example of the difficulty in calculating happiness. Was the near-meltdown that occurred at this nuclear power plant a good or a bad thing (according to utilitarianism)? He points out that its long-term effects on nuclear policy would be considered beneficial by many and might outweigh the negative consequences. His conclusion is that it is still too early, 31 years after the event, for utilitarianism to weigh all the evidence and reach a definite conclusion. Utilitarians note that utilitarianism seems to be the unspoken principle used by both advocates and critics of nuclear power. That something cannot be determined at the moment is common in science and frequently resolved with later advancements.
Utilitarians, however, are not required to have perfect knowledge; indeed, certain knowledge of consequences is impossible because consequences are in the unexperienced future. Utilitarians simply try their best to maximise happiness (or other forms of utility) and, to do this, make their best estimates of the consequences. If the consequences of a decision are particularly unclear, it may make sense to follow an ethical rule that promoted the most utility in the past. Utilitarians also note that people trying to further their own interests frequently run into situations in which the consequences of their decisions are very unclear. This does not mean, however, that they are unable to make a decision; much the same applies to utilitarianism.
The Brain in Love (BigThink.com)
–Fisher, H., et at., “Romantic Love: And fMRI Study of a Neural Mechanism for Mate Choice.”
A scientific consensus on human morality (openparachute)
How Neuroscience Is Changing the Law (BigThink.com)
— Langleben, D., “Detection of deception with fMRI: Are we there yet?“
— Jones, O. et al. “The Neural Correlates of Third-Party Punishment.”
The Neurobiology of Evil (BigThink.com)
— Gao, Yu, et al. “Association of Poor Childhood Fear Conditioning and Adult Crime.”
— Davidson, R. et al. “Dysfunction in the Neural Circuitry of Emotion Regulation — A Possible Prelude to Violence.”
— Raine, A., and Yang, Y. “Neural foundations to moral reasoning and antisocial behavior.”
— DeLisi, M., et al. “The Criminology of the Amygdala.”
Neuroethics: The Neuroscience Revolution, Ethics, and the Law (Santa Clara University)
The Neuroethics Project (The Center for Cognitive Liberty & Ethics (CCLE))
Harris S, Kaplan JT, Curiel A, Bookheimer SY, Iacoboni M, et al. 2009 PLoS ONE 4(10): e7272.
The Neurological Origins of Religious Belief (BigThink.com)
—Borg, J., et al. “The serotonin system and spiritual experiences.”
—Kapogiannis, D., et al. “Cognitive and neural foundations of religious belief.”
—Urgesi, C., et al. “The Spiritual Brain: Selective Cortical Lesions Modulate Human Self-Transcendence.”